| People v James |
| 2017 NY Slip Op 01409 [147 AD3d 1211] |
| February 23, 2017 |
| Appellate Division, Third Department |
[*1]
| The People of the State of New York, Respondent, v StevenJames, Appellant. |
Linda B. Johnson, East Greenbush, for appellant.
P. David Soares, District Attorney, Albany (Vincent Stark of counsel), for respondent.
Egan Jr., J. Appeal from a judgment of the Supreme Court (Breslin, J.), rendered November17, 2014 in Albany County, upon a verdict convicting defendant of the crimes of robbery in thefirst degree (two counts) and criminal possession of a weapon in the second degree.
Defendant was indicted and charged in a four-count indictment with robbery in the firstdegree (two counts), criminal use of a firearm in the first degree and criminal possession of aweapon in the second degree. The charges stemmed from an incident that occurred during theearly morning hours of April 14, 2013 on Madison Avenue in the City of Albany. The victim,who had just left a function at a local establishment, was entering his vehicle when an armedassailant put a gun to his head and said, "[G]ive me all your stuff." When the victim hesitated, theassailant "cocked the gun back and said, 'I'm serious. I'm not playing,' " whereupon thevictim handed over his jewelry and cash. The assailant then reached into the vehicle and grabbedthe victim's cell phone from his coat pocket. As he was fleeing the scene, the assailant fired ashot in the direction of the victim's vehicle, striking the rear driver's side door and shattering thewindow.
Although the victim did not identify defendant as his assailant (either prior to or at trial), asubsequent forensic analysis of DNA contained in blood droplets found on the driver's side doorhandle of the victim's car was deemed to match defendant's DNA. Following a trial, a juryconvicted defendant of robbery in the first degree (two counts) and criminal possession of a [*2]weapon in the second degree,[FN*] and defendant thereafter wassentenced—as a second violent felony offender—to an aggregate prison term of 23years followed by five years of postrelease supervision. Defendant now appeals.
Preliminarily, we reject defendant's contention that the People's alleged failure to complywith the provisions of CPL 160.10 and 210.10 deprived Supreme Court of personal and/orsubject matter jurisdiction. Although the record indeed is silent as to the procedural mechanismthat was employed in order to produce defendant for arraignment (see CPL 210.10), thefact remains that defendant was arraigned in Supreme Court, at which time defendant wasassigned counsel, the previously sealed indictment was opened and a plea of not guilty wasentered upon defendant's behalf, thus securing Supreme Court's jurisdiction over both defendantand the resulting prosecution (see generally People v Grant, 16 NY2d 722, 723 [1965],cert denied 382 US 975 [1966]; People v Golston, 13 AD3d 887, 889 [2004], lv denied 5NY3d 789 [2005]). Similarly, to the extent that defendant contends that the People failed toobtain his fingerprints in violation of CPL 160.10, we need note only that (1) any omission in thisregard was occasioned by defendant's admitted refusal to be fingerprinted, (2) Supreme Courthad a prior fingerprint report of defendant at its disposal, and (3) "nothing contained in CPL160.10 suggests that compliance therewith is a predicate to personal or subject matter jurisdictionof [the c]ourt" (People v Crandall, 228 AD2d 794, 796 [1996], lv denied 88NY2d 983 [1996]). Accordingly, defendant's jurisdictional claims must fail.
Although we reject defendant's assertion that the underlying verdict is against the weight ofthe evidence, we agree that a new trial is warranted due to Supreme Court's denial of defendant'srequest for a wholly circumstantial evidence charge. As the Court of Appeals recently reiterated,"[i]t is well settled that a trial court must grant a defendant's request for a circumstantial evidencecharge when the proof of the defendant's guilt rests solely on circumstantial evidence. Bycontrast, where there is both direct and circumstantial evidence of the defendant's guilt, such acharge need not be given" (People vHardy, 26 NY3d 245, 249 [2015] [citations omitted]). Direct evidence, which "provesdirectly a disputed fact without requiring an inference to be made" (id. at 251), mayinclude, among other things, eyewitness testimony attesting to a defendant's participation in thecrime (see e.g. People v Daddona, 81 NY2d 990, 992-993 [1993]; People v Wall, 92 AD3d 812, 813[2012], lv denied 18 NY3d 999 [2012]; People v Bradley, 72 AD3d 1628, 1629 [2010], lv denied15 NY3d 772 [2010]; People v Roldan, 211 AD2d 366, 367-368 [1995], affd 88NY2d 826 [1996]) or a defendant's incriminating statements to others if such statements"constitute[ ] a relevant admission of guilt" (People v Guidice, 83 NY2d 630, 636 [1994][internal quotation marks and citation omitted]; see e.g. People v Griffin, 28 AD3d 578, 579 [2006], lvdenied 7 NY3d 789 [2006]; People v Rodriguez, 259 AD2d 713, 714 [1999], lvdenied 93 NY2d 928 [1999]; People v Barnes, 162 AD2d 1039, 1040 [1990], lvdenied 76 NY2d 890 [1990]). Circumstantial evidence, on the other hand, requires the trierof fact "to make a number of logical leaps" (People v Carter, 97 AD3d 492, 496 [2012]) or to draw "additionalinferences" (People v Saxton, 75AD3d 755, 758 [2010], lv denied 15 NY3d 924 [2010]) from the proof presented inorder to connect the defendant to the charged crimes (see generally People v Wlasiuk, 136 AD3d 1101, 1104 [2016],lv denied 27 NY3d 1009 [2016]; People v Callicut, 101 AD3d 1256, 1259-1260 [2012], lvdenied 20 NY3d 1096 [2013]).
Contrary to the People's assertion, this was not a case "where both direct and [*3]circumstantial evidence [were] employed to demonstrate. . . defendant's culpability[,] thereby negating the need for the [requested] charge"(People v Carter, 97 AD3d at 496 [internal quotation marks and citation omitted]). Whilethere indeed is no question—based upon the victim's testimony and the photographicevidence contained in the record—that the charged crimes did in fact occur, the recordmakes clear—and the People readily concede—that there was no direct evidenceidentifying defendant as the perpetrator. In this regard, while the People are correct that a DNAmatch "can provide strong evidence of a person's presence at and participation in a criminal act"(People v Wesley, 83 NY2d 417, 421 [1994]; accord People v Rush, 242 AD2d108, 110 [1998], lvs denied 92 NY2d 860, 905 [1998]; see generally People v Brown, 92AD3d 1216, 1217 [2012], lv denied 18 NY3d 992 [2012]), a defendant's merepresence at the scene of the crime in close temporal proximity to its commission does notestablish his or her identity as the perpetrator (see People v Sanchez, 61 NY2d 1022,1023 [1984]; People v Jones, 105AD3d 1059, 1060 [2013], lv denied 21 NY3d 1016 [2013]). Simply put, where thereis no direct evidence linking the defendant to the charged crimes, courts consistently haverequired that a circumstantial evidence charge be given (see People v Santiago, 22 NY3d 990, 991-992 [2013]; People vSilva, 69 NY2d 858, 859 [1987]; People v Sanchez, 61 NY2d at 1023; People vJones, 105 AD3d at 1060; People v Carter, 97 AD3d at 496; People v Saxton,75 AD3d at 758; People v Lynch, 309 AD2d 878, 878 [2003], lv denied 2 NY3d742 [2004]). As the People's proof relative to the identity of the perpetrator here was entirelycircumstantial, Supreme Court should have granted defendant's request to charge the juryaccordingly; moreover, as the proof against defendant was less than overwhelming, we cannotdeem the court's failure to grant the requested charge to be harmless error (see People vSaxton, 75 AD3d at 758; People v Lynch, 309 AD2d at 878).
To be sure, Supreme Court did give a hybrid or modified circumstantial evidence charge tothe jury and, therefore, this is not a case where the trial court simply outright refused to grant anycircumstantial evidence charge at all. That said, we reject the People's assertion that thecircumstantial evidence charge actually given by Supreme Court here was sufficient. "[W]hen theevidence is circumstantial[,] the jury should be instructed in substance that it must appear that theinference of guilt is the only one that can fairly and reasonably be drawn from the facts, and thatthe evidence excludes beyond a reasonable doubt every reasonable hypothesis of innocence"(People v Sanchez, 61 NY2d at 1024; accord People v Ford, 66 NY2d 428, 441[1985]; see People v Harris, 88AD3d 83, 86 [2011], revd on other grounds 19 NY3d 679 [2012]). Here, althoughSupreme Court charged the jury that "the inference of guilt should flow naturally from the factsproven and be consistent with them all" and reiterated that "the inference of guilt must flowirresistibly from the facts proven and not be the result of strained or conjectural reasons," thecourt's charge did not include all of the legally required language (compare People vWlasiuk, 136 AD3d at 1104-1105). Under these circumstances, "the jury could not haveknown of its duty to apply the circumstantial evidence standard to the prosecution's entire case"(People v Sanchez, 61 NY2d at 1023).
In light of our remittal for a new trial, defendant's pro se claim of prosecutorial misconduct iseffectively academic. That said, we note in passing that while the bulk of the prosecutor'scomments relative to the blood found on the victim's vehicle and the import of the resulting DNAmatch to defendant constituted fair comment upon the evidence, the prosecutor exceeded thebounds of permissible commentary when, during the course of his summation, he told the jury,"[Y]ou know that the blood [on the victim's car] belongs to the robber."
Garry, J.P., Devine, Clark and Aarons, JJ., concur. Ordered that the judgment is reversed, onthe law, and matter remitted to the Supreme Court for a new trial.
Footnote *:The remaining count of theindictment was dismissed prior to trial.