Matter of Smith v Smith
2007 NY Slip Op 07335 [44 AD3d 1081]
October 4, 2007
Appellate Division, Third Department
As corrected through Wednesday, December 12, 2007


In the Matter of Johna M. Smith, Appellant-Respondent, v RussellE. Smith, Respondent-Appellant.

[*1]Harlem & Harlem, Oneonta (Eric V. Jervis of counsel), for appellant-respondent.

Lester A. Sittler, Fly Creek, for respondent-appellant.

Mercure, J.P. Cross appeals from two orders of the Family Court of Otsego County (Stiles,Support Mag.; Burns, J.), entered June 21, 2006 and July 31, 2006, which, inter alia, partiallygranted petitioner's application, in a proceeding pursuant to Family Ct Act article 4, to directrespondent to pay child support and spousal maintenance.

The parties are married and the parents of three children (born in 1985, 1988 and 1989). Theyseparated in 1999 and executed a written separation agreement in 2003. The agreement provided,among other things, that respondent would provide petitioner $100 per week in spousalmaintenance and $250 per week in child support. In January 2006, petitioner commenced thisproceeding seeking an upward modification of maintenance and child support. Respondentcounterclaimed, seeking a reduction of his obligations under the parties' agreement and an orderrequiring petitioner to apply for certain Medicare health coverage benefits. A fact-finding hearingwas held and, as relevant here, a Support Magistrate dismissed that portion of petitioner'sapplication seeking additional spousal maintenance for lack of jurisdiction and denied [*2]respondent's request for a downward modification of hisobligations. Petitioner filed objections and respondent, in rebuttal, asserted that the "[o]rder of[the] Support Magistrate . . . should not be disturbed and the order should besustained." Family Court affirmed the Support Magistrate's order in its entirety, and the partiesnow cross-appeal from both the Support Magistrate's order and the subsequent order of FamilyCourt.

We affirm. With respect to petitioner's arguments, we note that, on its face, the parties'agreement is an attempt to permit petitioner to "seek[ ] additional maintenance [by]. . . filing in a court of appropriate jurisdiction for a modification of the presentprovisions concerning the payment of maintenance" (emphasis added). Consistent with theagreement and contrary to petitioner's characterization of the petition as seeking a "de novo"determination of spousal maintenance, the petition expressly states that it is "an application to the[Family] Court for an upward modification of spousal support" (emphasis added),premised on the loss of certain Social Security benefits. It is well settled, however, that "FamilyCourt is a court of limited jurisdiction which lacks the power to modify the terms of a separationagreement, as opposed to the terms of a divorce decree, and that this power cannot be conferredupon that court by agreement of the parties" (Kleila v Kleila, 50 NY2d 277, 282 [1980];see Matter of Brescia v Fitts, 56 NY2d 132, 139 [1982]; cf. Standley v Standley,83 AD2d 863, 864 [1981] [addressing the parties' ability to seek modification in SupremeCourt]). Moreover, there is no claim that any of the exceptions to this rule—i.e., thatpetitioner was likely to become a public charge, that the agreement was facially invalid or thatrespondent breached the agreement (see Family Ct Act § 463; Matter of Innis vInnis, 159 AD2d 307, 307-308 [1990]; Krochalis v Krochalis, 53 AD2d 1010,1010-1011 [1976])—are present here.

In our view, the provision of the parties' agreement directing that Family Court treat anyapplications by petitioner as "de novo" is not sufficient to alter the substance of the agreement,which is an improper attempt to confer subject matter jurisdiction upon Family Court. To theextent that Matter of Spilman-Toll v Toll (209 AD2d 1015, 1016 [4th Dept 1994]) heldthat Family Court is a court of "competent jurisdiction" to modify a support agreement merelybecause the parties to the agreement have deemed it so, we decline to follow that case on theground that it is inconsistent with the public policy as articulated by the Court of Appeals inKleila v Kleila (50 NY2d at 282).

Finally, inasmuch as he failed to object to the Support Magistrate's order before FamilyCourt, respondent's arguments are not properly before us (see Matter of Musarra v Musarra, 28 AD3d 668, 668-669 [2006];Matter of Barker v Dorman, 292 AD2d 806, 806 [2002]; Matter of Ciampi vSgueglia, 252 AD2d 755, 757-758 [1998]).

Spain and Lahtinen, JJ., concur.

Peters, J. (concurring in part and dissenting in part). We disagree with the majority'sconclusion that under the circumstances here presented, Family Court lacked jurisdiction todetermine the issue of spousal maintenance.[*3]

The 2003 separation agreement acknowledged thatpetitioner is completely disabled, on a variety of medications and has Social Security disabilitybenefits as her sole source of income. Recognizing petitioner's need for maintenance for theduration of her life, the parties negotiated a weekly payment of $100 as a reduced amount ofspousal maintenance to meet petitioner's present needs. The agreement specifically provided that"while this agreement will resolve these issues for the present time, [petitioner] shall not beforeclosed from seeking additional maintenance [by] . . . the filing in a court ofappropriate jurisdiction for a modification of the present provisions concerning the payment ofmaintenance [and that] [a]ny application by [petitioner] shall be treated as a 'de novo' applicationto the court." Further negotiating and preserving the right to petition Family Court for an order ofchild support in accordance with the Child Support Standards Act, petitioner agreed to accept$250 a week in support for the children. Despite their lengthy separation, the parties remainmarried.

Pursuant to Family Ct Act § 463, a separation agreement will typically precludeFamily Court from exercising jurisdiction on the issue of spousal maintenance where, as here,petitioner was not likely to become in need of public assistance or care. As the majority notes,there are exceptions to this rule which are not relevant here. Yet, it is beyond cavil that FamilyCourt has "exclusive original jurisdiction over proceedings for support or maintenance" (FamilyCt Act § 411; see also Family Ct Act § 412). The parties' separationagreement acknowledged petitioner's need for lifetime maintenance and the parties' ability, at thattime, to decide that issue on a temporary basis. For that reason, petitioner accepted a reducedamount of spousal support and clearly articulated a reservation of her right to make an originalapplication for such relief in a court of competent jurisdiction (compare Matter of Innis vInnis, 159 AD2d 307, 307-308 [1990]). This explicit reservation of her right to commence aproceeding "de novo," a right fully acknowledged by respondent at the time of his execution oftheir agreement (see Standley v Standley, 83 AD2d 863, 864 [1981]), presented, in ourview, an opportunity for Family Court to exercise jurisdiction to decide the issue of spousalmaintenance de novo.

As to the majority's conclusion that respondent's failure to object to the Support Magistrate'sorder precludes our review of the substantive issues raised here, we agree. Thus, we wouldmodify the order of Family Court by reversing that portion which dismissed petitioner'sapplication for spousal maintenance and remit that issue to Family Court for further proceedings.

Rose, J., concurs. Ordered that the orders are affirmed, without costs.


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