People v Charlotten
2007 NY Slip Op 07777 [44 AD3d 1097]
October 18, 2007
Appellate Division, Third Department
As corrected through Wednesday, December 12, 2007


The People of the State of New York, Respondent, v StevenCharlotten, Appellant.

[*1]Jane M. Bloom, Rock Hill, for appellant.

P. David Soares, District Attorney, Albany (Brett M. Knowles of counsel), forrespondent.

Peters, J. Appeals (1) from a judgment of the County Court of Albany County (Herrick, J.),rendered October 12, 2005, convicting defendant upon his plea of guilty of the crime of criminalcontempt in the first degree, and (2) by permission, from two orders of said court, entered June29, 2006 and October 18, 2006, which denied defendant's motions pursuant to CPL 440.10 tovacate the judgment of conviction, without a hearing.

In December 2004, defendant was involved in the assault of his former girlfriend. Upon hisarrest, a temporary order of protection was issued in her favor, set to expire on June 25, 2005. OnFebruary 18, 2005, defendant entered a plea of guilty to assault in the third degree in fullsatisfaction of the pending charges. On March 14, 2005, he was sentenced to a term ofincarceration of four months. Having already served that period of time, he was released; apermanent order of protection was never issued.

On March 19, 2005, defendant was arrested and charged with criminal contempt in the firstdegree for violating the temporary order of protection. After waiving indictment and agreeing tobe prosecuted by a superior court information, he pleaded guilty to criminal contempt in the firstdegree in exchange for a negotiated prison sentence of 1 to 3 years and waived his [*2]right to appeal. This plea also resolved an unrelated misdemeanorin Albany City Court, as well as another incident that occurred on the day of the plea which,purportedly, could have resulted in a class E felony charge.

At sentencing, County Court found that defendant violated the plea agreement. For thatreason, defendant was sentenced to a prison term of 11/3 to 4 years. He nowappeals directly from the judgment of conviction and from County Court's denial of his two prose CPL 440.10 motions to vacate the judgment of conviction.

Upon direct appeal, defendant contends that his conviction should be reversed and thesuperior court information dismissed since the temporary order of protection, upon which hisconviction is grounded, was a nullity (see People v Konieczny, 2 NY3d 569, 577 [2004]; People v Marshall, 13 AD3d 801,802 [2004], lv denied 4 NY3d 888 [2005]). We agree that the temporary order ofprotection upon which defendant's conviction is grounded became a nullity upon the terminationof the criminal proceeding on March 14, 2005, despite the June 25, 2005 expiration date set forthin the temporary order (see People v Bleau, 276 AD2d 131, 133 [2001]). As nopermanent order of protection had been issued, there was no court order for defendant to violate.Yet, defendant's claim does not implicate the jurisdiction of the court so as to survive his guiltyplea, which included a waiver of his right to appeal (see People v Konieczny, 2 NY3d at577; People v Marshall, 13 AD3d at 802). Moreover, defendant failed to preserve thisclaim by moving to withdraw the plea (see People v Sullivan, 37 AD3d 974, 975 n [2007], lvdenied 8 NY3d 991 [2007]; Peoplev Washington, 3 AD3d 741, 742 [2004], lv denied 2 NY3d 747 [2004]).

Defendant's claim of ineffective assistance of counsel, to the extent that it impacts thevoluntariness of his plea, is not precluded by his waiver of the right to appeal (see People v Baldwin, 36 AD3d1024, 1024 [2007]). Notably, defendant also moved, pursuant to CPL 440.10 (1), to vacatethe judgment of conviction on this basis by alleging similar facts. County Court twice deniedsuch relief without a hearing.

To prevail, defendant was required to show a reasonable probability that, but for the error ofhis counsel, he would not have pleaded guilty (see People v McDonald, 1 NY3d 109, 115 [2003]). The Peopleconcede that defense counsel was under a mistaken belief that the temporary order of protectionwas valid. From our review of the record, it further appears that both the People and CountyCourt were also under such a mistaken belief. Even if, as the People assert, defense counselnegotiated a favorable plea which disposed of an unrelated misdemeanor pending in City Court,as well as an incident which could have resulted in a class E felony conviction, the record doesnot show that defendant knowingly entered a plea in which he admitted violating a court orderwhich was a nullity. Thus, because defendant's showing was sufficient to have warranted ahearing on his CPL 440.10 motions with respect to his claim of ineffective assistance of counsel,we hold these appeals in abeyance and remit this matter to County Court for this purpose (see People v Garcia, 33 AD3d1050, 1053 [2006], lv denied 9 NY3d 844 [2007]; People v De Sarno, 239AD2d 74, 77 [1998]; People v McMoore, 203 AD2d 612, 614 [1994]).

Crew III, J.P., Spain, Lahtinen and Kane, JJ., concur. Ordered that the decision is withheld,and matters remitted to the County Court of Albany County for further proceedings notinconsistent with this Court's decision.


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