Hannigan v Hannigan
2008 NY Slip Op 03589 [50 AD3d 957]
April 22, 2008
Appellate Division, Second Department
As corrected through Wednesday, June 18, 2008


Barbara Hannigan, Respondent,
v
Thomas Hannigan,Appellant.

[*1]Susan Freedman, White Plains, N.Y., for appellant.

Annette G. Hasapidis, South Salem, N.Y., for respondent.

In an action for a divorce and ancillary relief, the defendant appeals from so much of ajudgment of the Supreme Court, Westchester County (Jamieson, J.), dated December 29, 2006,as awarded the plaintiff 50% of the marital portion of his New York State Local RetirementSystem Pension and 50% of his New York State Deferred Compensation Plan.

Ordered that the judgment is reversed insofar as appealed from, on the law, with costs.

On appeal, the defendant contends that two decretal paragraphs contained in the judgment ofdivorce were inserted by the Supreme Court sua sponte and were not the subject of the final oralstipulation of settlement made between the parties in open court. The disputed paragraphs awardthe plaintiff 50% of the marital portion of the defendant's New York State Local RetirementSystem Pension and 50% of his New York State Deferred Compensation Plan, calculatedpursuant to the Majauskas formula (see Majauskas v Majauskas, 61 NY2d 481[1984]).

A stipulation is an independent contract which is subject to the principles of contract law(see Simmons v Simmons, 305 AD2d 661 [2003]; Dreiss v Dreiss, 258 AD2d499 [1999]; McWade v McWade, 253 AD2d 798, 799 [1998]). A court should construe astipulation made in open court in accordance with the intent of the parties and the purpose of thestipulation by examining the record as a whole (see McWade v McWade, 253 AD2d 798,799 [1998]). A court should not, under the guise of interpretation, make a new contract for theparties (see Sklerov v Sklerov, 231 AD2d 622 [1996]). Moreover, open court stipulationsof settlement are judicially favored and should not lightly be set aside (see Maury v Maury, 7 AD3d 585[2004]; Cooper v Hempstead Gen.Hosp., 2 AD3d 566, 567 [2003]). "Only where there is [*2]cause sufficient to invalidate a contract, such as fraud, collusion,mistake or accident, will a party be relieved from the consequences of a stipulation made duringlitigation" (Hallock v State of New York, 64 NY2d 224, 230 [1984]; see DeGregorio v Bender, 4 AD3d385, 386 [2004]). To "vacate [a] stipulation of settlement on the ground of mutual mistake,[a party must] demonstrate that the mistake existed at the time the stipulation was entered intoand that it was so substantial that the stipulation failed to represent a true meeting of the parties'minds" (Gro-Wit Capital, Ltd. v Obigor,LLC, 33 AD3d 859, 859-860 [2006]; see Maury v Maury, 7 AD3d 585, 586 [2004]; Mahon v NewYork City Health & Hosps. Corp., 303 AD2d 725 [2003]).

Here, the language of the parties' stipulation of settlement is not ambiguous. The stipulation,which was made in open court with the representation of counsel, did not provide for thedistribution of the defendant's pension and deferred compensation plans. The terms of thestipulation were primarily dictated by the plaintiff's own counsel and therefore reflect theplaintiff's intent at that time (see Mock v Chamberlain, 224 AD2d 499 [1996]). Theplaintiff's intent that the stipulated settlement did not include a division of the defendant'sdeferred compensation and pension is further evidenced by the plaintiff's counsel's representationthat there was "[n]othing else" to place on the record and by the voir dire that was then conductedof the parties (see Furey v Furey, 230 AD2d 708, 709 [1996]). The record therefore failsto contain the "high level of proof" of a mutual mistake that is required to overcome the plain andunambiguous language of the parties' stipulation (see Phillips v Phillips, 300 AD2d 642,644 [2002]; Dykstra v Dykstra, 211 AD2d 745, 746 [1995]). Accordingly, the SupremeCourt erred in unilaterally inserting the disputed provisions (see Karmin v Karmin, 19 AD3d 458, 459 [2005]).

Contrary to the plaintiff's contention, the New York State Retirement System does not fallunder ERISA (see 29 USC § 1003 [b] [1]), and therefore there was no writtenwaiver requirement with respect to the defendant's pension.

The plaintiff's remaining contentions are without merit. Skelos, J.P., Dillon, Leventhal andChambers, JJ., concur.


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