Alexander v Hart
2009 NY Slip Op 05716 [64 AD3d 940]
July 9, 2009
Appellate Division, Third Department
As corrected through Wednesday, September 2, 2009


Roger Alexander et al., Respondents, v Fabian M. Hart et al.,Appellants.

[*1]Susan R. Nudelman, Dix Hills (John A. Piaseckie of the Law Office of John A.Piasecki, Malone, of counsel), for appellants.

Sugarman Law Firm, L.L.P., Syracuse (Rebecca A. Crance of counsel), forrespondents.

Kane, J. Appeal from an order of the Supreme Court (Demarest, J.), entered August 11, 2008in Franklin County, which, among other things, granted plaintiffs' motion for partial summaryjudgment.

Plaintiff Roger Alexander (hereinafter plaintiff), a service technician, fell while working ona rooftop heating, ventilation and air conditioning unit (hereinafter HVAC) at defendants' fitnesscenter on the St. Regis Mohawk Reservation in Franklin County. To recover for his injuries,plaintiff and his wife commenced this action alleging, among other things, violations of LaborLaw § 240 (1) and § 241 (6). Plaintiffs moved for summary judgment on the issueof liability pursuant to those two statutes. Defendants cross-moved for summary judgmentdismissing the complaint. Supreme Court granted plaintiffs' motion for partial summaryjudgment and denied defendants' cross motion. Defendants appeal.

Plaintiff's Labor Law causes of action are not barred merely because the accident occurredon an Indian reservation. Congress has ceded the federal government's jurisdiction over Indianmatters to the extent of permitting the New York State courts to exercise jurisdiction in civilactions and proceedings involving Indians just as it would any "other civil actions andproceedings, as now or hereafter defined by the laws of such State" (25 USC § 233;see Snyder v Abrams, 214 AD2d 991, 991 [1995]; Matter of Anichinapeo v Bennett& Sons, 65 AD2d 105, 106-107 [1978], lv denied 46 NY2d 709 [1979], certdenied 444 US 830 [1979]; see also Indian [*2]Law§ 5).[FN*]While the federal statute shall not be construed "to prevent such courts from recognizing andgiving effect to any tribal law or custom which may be proven to the satisfaction of such courts"(25 USC § 233; see Matter of District Attorney of Suffolk County v Nelson, 68Misc 2d 614, 618 [1972]; Bennett v Fink Constr. Co., 47 Misc 2d 283, 284-285 [1965]),the burden of proving the existence of applicable tribal law falls on the party seeking to applythat law (see People v Anderson, 137 AD2d 259, 269 [1988]). Unless applicable triballaw is proven to the court's satisfaction, "the civil laws of New York apply to St. Regis Indiansexcept as limited" by the federal statute itself (State Tax Commn. v Barnes, 14 Misc 2d311, 313 [1958]; see John v Hoag, 131 Misc 2d 458, 468-469 [1986] [applying NewYork tort law in action between two Indians]). Defendants have not proffered any St. RegisMohawk tribal law concerning liability for injured workers. Thus, we apply the civil laws ofNew York to this action.

State courts do not violate an Indian nation's sovereign right to self-government byexercising jurisdiction over disputes between private civil litigants on matters that have nobearing on the internal affairs of the tribal nation's government (see Seneca v Seneca,293 AD2d 56, 58-59 [2002]; People v Anderson, 137 AD2d at 270; Parry vHaendiges, 458 F Supp 2d 90, 96-97 [WD NY 2006]). Jurisdiction is proper in this actioninvolving statutes aimed at protecting workers, as the statutes and this action address commercialand tort matters between individual civil litigants and do not implicate the St. Regis Mohawknation's government or sovereign rights (see Seneca v Seneca, 293 AD2d at 58-59).

Defendants Fabian M. Hart and Fabian M. Hart, Inc. are subject to Labor Law § 240(1) and § 241 (6) as owners of the property where the accident occurred. Defendantscontend that they are not owners under these sections of the Labor Law because the reservationis owned by the United States government in trust for the St. Regis Mohawk nation. But thedefinition of "owners" under these Labor Law sections "has not been limited to the titleholder.The term has been held to encompass a person who has an interest in the property and whofulfilled the role of owner by contracting to have work performed for his [or her] benefit"(Copertino v Ward, 100 AD2d 565, 566 [1984] [citations omitted]; see Bateman vSusquehanna Val. Cent. School Dist., 289 AD2d 852, 853 [2001]; Ogden v City ofHudson Indus. Dev. Agency, 277 AD2d 794, 795 [2000]; Mangiameli v Galante,171 AD2d 162, 163 [1991]). Under a document entitled "Saint Regis Mohawk IndianReservation Right to Use and Occupancy Deed," signed by Fabian Hart, the prior possessor ofthe land, and the tribal council chiefs, Fabian Hart was granted full rights of use and occupancyto the land upon which the fitness center was built (see Indian Law § 102).Defendants paid for these property rights, paid to have the fitness center built and contractedwith plaintiff's employer for improvements to the fitness center's HVAC. Fabian M. Hart, Inc.owned the business operated on the property, receiving the benefit of the improvements to thefitness center. While defendant Gail Hart is Fabian Hart's wife and an officer of Fabian M. Hart,Inc., she has no personal ownership interest in the land or building and cannot be considered anowner of the property merely through her ownership interest in the corporate defendant. Thus,while Fabian Hart and Fabian M. Hart, Inc. qualify as owners under Labor Law § 240 (1)and § 241 (6), [*3]Gail Hart is entitled to dismissal of thisaction because she is not an owner of the property.

Plaintiff was engaged in an activity covered by Labor Law § 240 (1). Labor Law§ 240 (1) applies to workers engaged in enumerated activities, including repairing abuilding or structure. Repairing is distinguished from the uncovered activity of routinemaintenance, which involves "replacing components that require replacement in the course ofnormal wear and tear" (Esposito v NewYork City Indus. Dev. Agency, 1 NY3d 526, 528 [2003]; see Abbatiello v Lancaster StudioAssoc., 3 NY3d 46, 53 [2004]). Here, plaintiff was at the fitness center on a service call,not for regularly scheduled maintenance (see Izrailev v Ficarra Furniture of Long Is., 70NY2d 813, 815 [1987]; compare Pakenham v Westmere Realty, LLC, 58 AD3d 986, 987[2009], with Esposito v New York City Indus. Dev. Agency, 1 NY3d at 528; Kirk v Outokumpu Am. Brass, Inc., 33AD3d 1136, 1137 [2006]; but seeBarbarito v County of Tompkins, 22 AD3d 937, 939 [2005], lv denied 7 NY3d701 [2006]). While he had replaced cracked belts and was unsure if he had replaced a motor thatday, his activities were not routine maintenance (compare Smith v Shell Oil Co., 85NY2d 1000, 1001 [1995]). The record demonstrates that defendants had not providedmaintenance to the HVAC system for over three years, leaving it nonfunctional and in a seriousstate of disrepair (compare Barbarito v County of Tompkins, 22 AD3d at 938-939). Evenafter plaintiff's accident, indeed after many months and numerous additional service calls byplaintiff's employer, the system was still not functioning. On the day of his accident, plaintiffwas troubleshooting and fixing problems that he encountered as part of an effort to restore theHVAC system to working order and, as such, he was not merely replacing parts that were wornout from regular use (compare Detragliav Blue Circle Cement Co., 7 AD3d 872, 873 [2004]). Under the circumstances,considering what plaintiff was doing and the work that needed to be done to the system, hisactivities constituted covered repairing of a structure rather than routine maintenance (cf.Pakenham v Westmere Realty, LLC, 58 AD3d at 987-988). Thus, his activities were the typeof work protected under Labor Law § 240 (1).

Plaintiff's work, however, was not a covered activity under Labor Law § 241 (6). Asthat statute is limited to protect workers involved in construction, excavation or demolition workand no such work was being performed at the time of plaintiff's accident, the Labor Law §241 (6) cause of action must be dismissed (see Esposito v New York City Indus. Dev.Agency, 1 NY3d at 528; Nagel v D & R Realty Corp., 99 NY2d 98, 102-103 [2002];Pakenham v Westmere Realty, LLC, 58 AD3d at 988).

Defendants contend that plaintiff's own actions, namely using an inadequate ladder andfailing to use a safety harness that was in his van, were the sole proximate cause of his accident.Plaintiff's uncontroverted deposition testimony established that the safety harness could not beproperly used in this situation and that no ladder on the premises would have been adequate toreach the roof hatch. A worker's contributory negligence is irrelevant unless it, and not anystatutory violation, is the sole proximate cause of the accident (see Rocovich v ConsolidatedEdison Co., 78 NY2d 509, 513 [1991]; see also Blake v Neighborhood Hous. Servs. of N.Y. City, 1 NY3d280, 290-292 [2003]). In these circumstances, defendant's Labor Law violations wereproximate causes of plaintiff's accident (see Jock v Landmark Healthcare Facilities, LLC, 62 AD3d 1070,1071 [2009]; Dalaba v City ofSchenectady, 61 AD3d 1151, 1152 [2009]; compare Robinson v East Med. Ctr., LP, 6 NY3d 550, 554-555[2006]).

Mercure, J.P., Rose, Kavanagh and Garry, JJ., concur. Ordered that the order is modified, onthe law, without costs, by reversing so much thereof as (1) granted plaintiffs' motion for partialsummary judgment on the Labor Law § 241 (6) cause of action as to all defendants and onall causes of action as to defendant Gail Hart and (2) denied that part of defendants' cross motionfor summary judgment seeking dismissal of the complaint against Gail Hart; plaintiffs' motiondenied to said extent and cross motion granted to the extent of dismissing the complaint againstGail Hart and dismissing the Labor Law § 241 (6) cause of action against all defendants;and, as so modified, affirmed.

Footnotes


Footnote *: While the individual defendantsare apparently members of the St. Regis Mohawk nation and plaintiffs are not, both the federaland state statutes authorize jurisdiction over civil actions "between Indians or between one ormore Indians and any other person or persons" (25 USC § 233; see Indian Law§ 5).


NYPTI Decisions © 2026 is a project of New York Prosecutors Training Institute (NYPTI) made possible by leveraging the work we've done providing online research and tools to prosecutors.

NYPTI would like to thank New York State Division of Criminal Justice Services, New York State Senate's Open Legislation Project, New York State Unified Court System, New York State Law Reporting Bureau and Free Law Project for their invaluable assistance making this project possible.

Install the free RECAP extensions to help contribute to this archive. See https://free.law/recap/ for more information.