| Matter of D'Errico v New York City Dept. of Corrections |
| 2009 NY Slip Op 06262 [65 AD3d 795] |
| August 20, 2009 |
| Appellate Division, Third Department |
| In the Matter of the Claim of John D'Errico, Appellant, v NewYork City Department of Corrections, Respondent. Workers' Compensation Board,Respondent. |
—[*1] Michael A. Cardozo, Corporation Counsel, New York City (Susan Choi-Hausman ofcounsel), for New York City Department of Corrections, respondent.
Mercure, J.P. Appeals (1) from a decision of the Workers' Compensation Board, filed April20, 2007, which ruled that claimant did not sustain an injury in the course of his employment anddenied his claim for workers' compensation benefits, and (2) from a decision of said Board, filedJanuary 23, 2008, which denied claimant's request for reconsideration or full Board review.
In 2002, claimant was diagnosed with severe major depressive disorder with psychoticfeatures, post-traumatic stress disorder and panic disorder with agoraphobia. Claimant soughtworkers' compensation benefits, asserting that his illness was caused by his exposure to violentincidents in the course of his employment as a maintenance worker for the New York CityDepartment of Corrections. The Workers' Compensation Board ultimately denied the claim,concluding that claimant was not exposed to a greater amount of work-related stress than thatnormally experienced by similarly situated employees at correctional facilities. Claimant'ssubsequent application for full Board review and/or reconsideration was denied.[*2]
Claimant separately appealed from both the underlyingdecision denying his application for benefits and the denial of full Board review, but he failed totimely perfect his appeal from the underlying decision. Thus, the merits of that decision are notproperly before us (see Matter ofRobinson v Interstate Natl. Dealer, 50 AD3d 1325, 1326 [2008]; Matter of Dukes vCapitol Formation, 213 AD2d 756, 756-757 [1995], lv dismissed 86 NY2d 810[1995], appeal dismissed 87 NY2d 891 [1995]). Rather, inasmuch as the underlyingdetermination was unanimous, the sole question before us is limited "to whether the Boardabused its discretion or acted in an arbitrary or capricious manner in denying claimant's[subsequent] application" for full Board review or reconsideration (Matter of Green v Kimber Mfg., Inc.,59 AD3d 782, 783 [2009], lv dismissed 12 NY3d 865 [2009]; see Matter of Barber v New York City Tr.Auth., 50 AD3d 1402, 1403 [2008]; see also Matter of Lehsten v NACM-UpstateN.Y., 93 NY2d 368, 372 [1999]).
In that regard, the grounds for seeking review or reconsideration are narrow; the movantmust generally show that newly discovered evidence exists, that there has been a material changein condition, or that the Board improperly failed to consider the issues raised in the applicationfor review in making its initial determination (see Matter of Wariner v Associated Press, 12 AD3d 863, 864[2004]; Matter of Graham v Pathways, Inc., 305 AD2d 830, 831 [2003], lvdismissed 1 NY3d 564 [2003]; Matter of Dukes v Capitol Formation, 213 AD2d at757; see also 12 NYCRR 300.14 [a]). The rare instances in which we have found that theBoard abused its discretion in denying an application for reconsideration have involved itsdisregard of either newly discovered evidence or a material change in conditions (see e.g.Matter of Thomas v Zabriskie Motors, 83 AD2d 696, 696-697 [1981]; Matter of Barrowv Loon Lake Hotel, 3 AD2d 783, 783-784 [1957]; Matter of McLaskey v City of NewYork, 277 App Div 1068, 1068-1069 [1950]). In contrast, we have repeatedly held that theBoard properly rejected applications for reconsideration or full Board review where suchevidence did not exist or the relevant issues were considered in the original decision (see e.g.Matter of Barber v New York City Tr. Auth., 50 AD3d at 1403; Matter of Carroll v Barbara Brennan,Inc., 12 AD3d 924, 925 [2004], lv dismissed 4 NY3d 794 [2005]; see alsoMatter of Wariner v Associated Press, 12 AD3d at 864; Matter of Howard v New YorkTimes, 302 AD2d 698, 699-700 [2003], lv dismissed and denied 100 NY2d 531[2003]).
Here, claimant did not seek to present newly discovered evidence or allege a material changein conditions, and the Board's decision not to revisit an issue that it had fully considered andresolved cannot be deemed arbitrary and capricious. The position taken by thedissent—urging remittal based upon a determination that the Board's discussion of theissues was conclusory and not fully developed—is grounded solely upon dissatisfactionwith the Board's analysis in the underlying determination denying benefits and, therefore,constitutes an inappropriate assessment of the merits of that determination. Indeed, the dissentemphasizes that the issue of claimant's proper classification was squarely posed by thedetermination of the Workers' Compensation Law Judge (hereinafter WCLJ) that claimantappealed to the Board. In our view, the record and, in particular, the Board'sdecision—which, after noting that the WCLJ had concluded that the class of workers towhich claimant belonged was "the average worker for the City of New York," nevertheless setforth the Board's finding that the proper classification was "other employees in the ordinarycourse of employment at a correctional facility"—is adequate to permit "intelligentappellate review" of the sole question before us (Matter of Cucci v Rexer's Tang Soo Do Karate Academy, 34 AD3d887, 889 [2006]). That is, we have no difficulty discerning that the Board fully consideredthe issue of claimant's proper classification, and we are readily able to perceive the manner inwhich the Board resolved this issue (cf. id. at [*3]889;Matter of Dinelle v Workshop, Inc., 181 AD2d 969, 971 [1992]). Evidently, claimanthimself is also well aware of the Board's determination in this regard inasmuch as he concedesthat all of the evidence needed for resolution of his claim was placed on the record, and assertsthat the sole matter to be ruled upon by this Court is the "correctness" of the underlyingdetermination. As noted above, however, the merits of the underlying determination are notproperly before us given claimant's failure to timely perfect his appeal from that determination.
In short, because we find no abuse of discretion in the Board's decision denying full Boardreview, we affirm. Rose and Malone Jr., JJ., concur.
Garry, J. (dissenting). We respectfully dissent. While fully recognizing that our review issignificantly limited in scope, we nonetheless find that remittal is required. Contrary to themajority's assertion, this finding is not in any manner related to the underlying merits of theWorkers' Compensation Board's determination, which we clearly may not and do not reach, butrather on a narrow procedural ground wholly consistent with the legal authority cited by themajority.
We find that the Board panel failed to adequately consider and address the legal standardapplied in its determination that claimant was not exposed to a greater stressful environment thanthat normally experienced by other correctional facility employees. This failure is of suchsignificance, and was so directly addressed within the request for reconsideration, that, in ourview, the determination to deny reconsideration and/or full Board review was an abuse of theBoard's discretion.
To recover on a workers' compensation claim for mental injury caused by work-relatedstress, there must be a showing that the affected claimant experienced stress "greater than thatwhich other similarly situated workers experienced in the normal work environment" (Matter of Pecora v County ofWestchester, 13 AD3d 916, 917 [2004] [internal quotation marks and citationsomitted]) or "greater than [that] experienced by his [or her] peers" (Matter of Pinto v Southport CorrectionalFacility, 19 AD3d 948, 951 [2005]). In applying this standard, the Workers'Compensation Law Judge addressed the issue of claimant's classification in detail: "If onerestricts the class of persons to which the claimant's work exposed him solely to prisonmaintenance workers, then it follows that all prison maintenance workers would be exposed tothe same or similar stress. If one identifies all municipal maintenance workers employed by NewYork City as the proper membership of the class of workers to which the claimant belonged, thenit follows beyond a shadow of a doubt that claimant was exposed to unusual stress and I sohold."
The Board panel reversed this portion of the determination, stating merely that "claimantwas not exposed to a greater stressful environment than that which is normally experienced byother employees in the ordinary course of employment at a correctional facility"(emphasis added). The determination of the class of employees to which claimant's stress shouldbe compared was set forth in a wholly conclusory fashion, without any stated rationale,discussion of pertinent evidence in the record, or explanation of the reason for rejection of theclassification applied by the Workers' Compensation Law Judge.[*4]
In his application for reconsideration or full Boardreview, claimant directly challenged the Board's classification, arguing that no cases, researchstudies, or other authorities were cited to support the group identified by the Board as similarlysituated to claimant and that the record includes no evidence that nonpenal correctional facilityemployees, such as administrators, clerks or cooks, were exposed to traumatic experiencescomparable to those he alleged. The Board denied the application, finding without discussion orany stated basis that "neither full Board review nor reconsideration of that decision iswarranted."
As noted by the majority, "our review is limited to whether the denial of claimant'sapplication for reconsideration or full Board review was arbitrary and capricious or otherwiseconstituted an abuse of discretion" (Matter of Earnest v J.P. Molyneux Studio, Ltd., 47 AD3d 1176,1177 [2008], lv dismissed 10 NY3d 855 [2008]; see Matter of Carroll v Barbara Brennan, Inc., 12 AD3d 924, 925[2004], lv dismissed 4 NY3d 794 [2005]; Matter of Dukes v Capitol Formation,213 AD2d 756, 757 [1995], lv dismissed 86 NY2d 810 [1995], appeal dismissed87 NY2d 891 [1995]). However, under the circumstances present here, this inquiry necessarilyincludes a determination as to whether "the Board fully considered issues raised byclaimant in [the] application for reconsideration" (Matter of Earnest v J.P. Molyneux Studio,Ltd., 47 AD3d at 1177 [emphasis added]; see Matter of Robinson v Interstate Natl. Dealer, 50 AD3d 1325,1326 [2008]; Matter of Wariner vAssociated Press, 12 AD3d 863, 864 [2004]).
The record in this matter does not support such a determination. We have no means ofdetermining whether the Board panel considered the critical and novel issue of claimant's properclassification that was so squarely posed in the determination of the Workers' CompensationLaw Judge (compare Matter of NYC Dept. of Corrections, 2009 WL 936041, *2, 2009NY Wrk Comp LEXIS 6837, *3-5 [WCB No. 0080 4596, Mar. 25, 2009] [cooks in correctionalfacilities]; Matter of NYS Dept. of Corrections, 2008 WL 2266751, *1, 2008 NY WrkComp LEXIS 4857, *1-3 [WCB No. 5070 3972, May 21, 2008] [correctional officers];Matter of Mohawk Correctional Facility, 2006 WL 3336791, *2, 2006 NY Wrk CompLEXIS 9475, *3-6 [WCB No. 6050 4854, Oct. 18, 2006] [registered nurses in correctionalfacilities]). Further, we have no means of ascertaining whether the Board considered this issueprior to determining that neither reconsideration nor full Board review was warranted, as therewas no basis stated for that denial. While our role is strictly circumscribed, and the Board isallowed substantial discretion in regard to any credibility or factual determinations that it maymake, nothing in the record here demonstrates that the central legal issue directly and clearlyposed was "thoroughly considered, addressed and decided" (Matter of Robinson v InterstateNatl. Dealer, 50 AD3d at 1326). In the absence of any such showing, we would remit thematter for the Board to reconsider and state a basis for its determination as to the class ofemployees to whom claimant should be compared in determining whether he suffered morestress than other "similarly situated workers" (Matter of Pecora v County of Westchester,13 AD3d at 917).
Stein, J., concurs. Ordered that the decisions are affirmed, without costs.