| People v Ippolito |
| 2011 NY Slip Op 07943 [89 AD3d 1369] |
| November 10, 2011 |
| Appellate Division, Fourth Department |
| The People of the State of New York, Respondent, v Gerard Ippolito,Also Known as Gerald Ippolito, Appellant. |
—[*1] Michael C. Green, District Attorney, Rochester (Joseph D. Waldorf of counsel), forrespondent.
Appeal from a judgment of the Monroe County Court (Alex R. Renzi, J.), rendered October 31,2007. The judgment convicted defendant, upon a jury verdict, of grand larceny in the second degreeand criminal possession of a forged instrument in the second degree (43 counts).
It is hereby ordered that the judgment so appealed from is modified on the law by reversing thoseparts convicting defendant of criminal possession of a forged instrument in the second degree undercounts 2 through 15, 17 through 26 and 28 through 43 of the indictment and dismissing those counts,and by vacating the amount of restitution ordered and as modified the judgment is affirmed, and thematter is remitted to Monroe County Court for a hearing to determine the amount of restitution.
Memorandum: Defendant appeals from a judgment convicting him upon a jury verdict of one countof grand larceny in the second degree (Penal Law § 155.40 [1]) and 43 counts of criminalpossession of a forged instrument in the second degree (§ 170.25). We agree with defendantthat his conviction of criminal possession of a forged instrument in the second degree under 40 countsof the indictment is not supported by legally sufficient evidence, and we therefore modify the judgmentaccordingly. Those 40 counts involve the checks on which defendant signed the victim's name while hewas her attorney-in-fact pursuant to the power of attorney executed by the victim in June 2003.Viewing the evidence in the light most favorable to the People (see People v Contes, 60 NY2d620, 621 [1983]), we conclude that the ostensible maker of the checks, i.e., the victim, authorized theactual maker of the checks, i.e., defendant, to make the checks, "which purport[ ] to be [the] authenticcreation[s]" of the victim (§ 170.00 [4]). Thus, it cannot be said that the checks in question werefalsely made (see id.; § 170.10 [1]; § 170.25), although "recitals in the instrumentmay be false" or defendant may have exceeded the scope of authority delegated to him by the victim(Donnino, Practice Commentary, McKinney's Cons Laws of NY, Book 39, Penal Law §170.00, at 326; see also People vCunningham, 2 NY3d 593, 598-599 [2004]; People v Cannarozzo, 62 AD2d 503,504-505 [1978], affd 48 NY2d 687 [1979]). We therefore conclude that there is no valid lineof reasoning or permissible inferences to support the conclusion reached by the jury with respect to thecounts of criminal possession of a forged instrument in the [*2]seconddegree based on those checks (see generally People v Bleakley, 69 NY2d 490, 495 [1987]).In light of our decision, we need not address defendant's further contention that the verdict with respectto those counts is against the weight of the evidence (see generally People v Lawhorn, 21 AD3d 1289, 1291 [2005]).
We also agree with defendant that he was entitled to a hearing on the amount of restitution.Pursuant to Penal Law § 60.27 (2), County Court was required to conduct a hearing upon therequest of the defendant, " 'irrespective of the level of evidence in the record' " (People v Gazivoda, 68 AD3d 1346,1347 [2009], lv denied 14 NY3d 840 [2010], quoting People v Consalvo, 89 NY2d140, 146 [1996]). We therefore further modify the judgment by vacating the amount of restitutionordered, and we remit the matter to County Court for a hearing to determine the amount of restitution.The remaining contention of defendant in his main brief is not preserved for our review (seegenerally People v Reed, 277 AD2d 1043 [2000], lv denied 96 NY2d 805 [2001]) and,in any event, that contention is without merit.
All concur except Carni, J., who dissents in part and votes to modify in accordance with thefollowing memorandum.
Carni, J. (dissenting in part). I respectfully disagree with the conclusion of my colleagues thatdefendant's signing of the name of the victim on the checks at issue did not constitute the " 'false[ ]mak[ing]' " of an instrument within the meaning of Penal Law § 170.00 (4). I conclude, as amatter of law, that the power of attorney executed by the victim did not authorize defendant to sign thevictim's name to the subject checks and to purport such instruments and the signatures thereupon to beauthentic creations of the victim (see id.). Therefore, I dissent in part.
Defendant concedes that he signed the victim's name to each check at issue. The victim testified attrial that she did not give defendant permission to sign her name on the checks. Therefore, "the Peopleestablished in the first instance that [the checks were] forged instrument[s]. The burden of explanationthen fell upon the defendant . . . to explain [that] the instrument[s] . . . hadbeen executed by authority" (People v Shanley, 132 App Div 821, 829 [1909], affd196 NY 574 [1909]).
Initially, I conclude as a matter of law that the power of attorney did not authorize defendant tomake and present the checks at issue as authentic or genuine (see id. at 830). Therefore, theinstruments were forgeries inasmuch as they "purported to be what [they were] not, [i.e.], the personalact[s] of [the victim]" in signing each check (id.). The checks at issue bore no indication thatdefendant was acting in a representative capacity or under the authority of a power of attorney. Indeed,by signing the victim's name to the checks without any such indication and presenting the checks tothird-party banking institutions, defendant denied those institutions the right and opportunity to inquireinto the validity of his authority or the instrument under which he claimed such authority (see People v Cunningham, 2 NY3d593, 598 n 4 [2004] ["4 William Blackstone, Commentaries on the Laws of England, at 245(1769) (defining forgery as 'the fraudulent making or alteration of a writing to the prejudice of another[person's] right' ")]). Upon the drawing and presentment of each check that defendant falsely purportedto be authentically signed by the victim, defendant " 'made and uttered a false instrument [that] was animitation and not what it purported to be' " (Shanley, 132 App Div at 831). I thereforeconclude that defendant's conviction of criminal possession of a forged instrument in the second degreeunder the 40 counts of the indictment challenged by defendant is supported by legally sufficientevidence (see generally People v Bleakley, 69 NY2d 490, 495 [1987]).
Further, "[i]t was a question of fact, under the circumstances of this case, whether the defendantdid act under [the] power of attorney, irrespective of the question whether as [a] matter of law itconferred upon him authority to do what he did do" (Shanley, 132 App Div at 830). The juryobviously concluded that defendant did not act under the power of attorney—regardless of [*3]any authority that it may have conferred upon him. Viewing the evidencein light of the elements of the crimes as charged to the jury (see People v Danielson, 9 NY3d 342, 349 [2007]), I conclude that theverdict is not against the weight of the evidence (see generally Bleakley, 69 NY2d at 495).
I agree with my colleagues that defendant's remaining contention in his main brief, i.e., that CountyCourt erred in answering a juror question prior to deliberations without first consulting the parties, is notpreserved for our review (see CPL 470.05 [2]) and that, in any event, defendant's contentionis without merit (see CPL 310.30; People v Contrero, 232 AD2d 213 [1996], lvdenied 89 NY2d 1090 [1997]). I also agree that defendant was entitled to a hearing on the amountof restitution (see People v Gazivoda, 68AD3d 1346, 1347 [2009], lv denied 14 NY3d 840 [2010]). Therefore, I would modifythe judgment by vacating the amount of restitution ordered and, as modified, I would affirm thejudgment and remit the matter to County Court for a hearing to determine the amount of restitution.Present—Smith, J.P., Peradotto, Carni, Sconiers and Martoche, JJ.