| People v Powell |
| 2012 NY Slip Op 08829 [101 AD3d 1369] |
| December 20, 2012 |
| Appellate Division, Third Department |
| The People of the State of New York, Respondent, v Kevin M.Powell, Appellant. |
—[*1] P. David Soares, District Attorney, Albany (Steven M. Sharp of counsel), forrespondent.
Rose, J. Appeal from a judgment of the Supreme Court (Lamont, J.), rendered July 1, 2011 inAlbany County, upon a verdict convicting defendant of the crime of assault in the second degree.
Defendant was charged with assault in the first degree and two counts of assault in thesecond degree as the result of an incident that took place near a bar that had held a large outdoorevent featuring a televised World Cup soccer match between the United States men's nationalsoccer team and the team from Ghana. The bar charged admission to the event and provided eachof the hundreds of people who attended with a 32-ounce souvenir plastic beer cup. Defendant,who is African American, attended with his Caucasian girlfriend to watch as the team fromGhana defeated the United States team 2 to 1 in overtime after questionable calls by gameofficials. Many in the large crowd had been drinking throughout the day and were upset by theloss. As defendant and his girlfriend were leaving the area and walking to their car, anintoxicated patron of the event threw his plastic beer cup to the ground, causing it to shatter andthe shards of plastic to hit their feet. A confrontation between defendant and the patron ensued,culminating shortly afterward when defendant threw his plastic beer cup, striking a woman in theforehead and injuring her. After a jury trial, defendant was found guilty of reckless assault in thesecond degree and sentenced to 3½ years in prison, followed by three years of postreleasesupervision. He now appeals.[*2]
Defendant challenges the legal sufficiency and weight ofthe evidence as to the elements of recklessness and serious physical injury (see PenalLaw § 120.05 [4]). The evidence, when viewed in the light most favorable to the People(see People v Ramos, 19 NY3d133, 136 [2012]; People vSanti, 3 NY3d 234, 246 [2004]), establishes that the victim, who had also been a patronof the event, saw the confrontation between defendant and the drunken patron, approached themand intervened by pushing defendant away. A group of patrons then gathered at the scene andvarious witnesses testified that, as defendant began to walk away and had gotten no more thanfive feet or so from the group, he turned and threw his plastic cup at them, hitting the victim inthe forehead with such force that the cup shattered. The medical evidence established that thevictim sustained fractured bones in her face and a four-inch laceration running down her foreheadfrom her hairline to her nose. A plastic surgeon was called to suture the wound due to its depthand complexity. Pictures of the victim soon after the injury were entered into evidence and thejury was able to observe the victim's facial scar as it appeared at the time of trial.
We are satisfied that legally sufficient evidence supports the jury's finding that defendant wasaware of and consciously disregarded a substantial risk that throwing the cup toward the groupcould cause it to hit someone and shatter into shards, as he had just witnessed the drunken patronthrow his own cup, causing it to shatter on the ground. Thus, the jury could reasonably concludethat defendant's conduct was reckless (see Penal Law § 15.05 [3]; People vAdolph, 299 AD2d 257, 257 [2002], lv denied 99 NY2d 579 [2003]; People vKise, 248 AD2d 818, 818-819 [1998]; People v Holden, 188 AD2d 757, 760 [1992],lv denied 81 NY2d 887 [1993]).
Further, considering the size and location of the victim's scar, the evidence was sufficient tosupport the conclusion that she suffered a "serious and protracted disfigurement" (Penal Law§ 10.00 [10]; see People vNesbitt, 89 AD3d 447, 450 [2011]; People v Richardson, 57 AD3d 410, 410 [2008], lv denied12 NY3d 787 [2009]; People v Martinez, 257 AD2d 667, 667 [1999], lv denied93 NY2d 974 [1999]). Inasmuch as a different verdict would not have been unreasonable, wehave also viewed the evidence in a neutral light, with appropriate deference to the jury'scredibility determinations, and conclude that the verdict is not against the weight of the evidence(see People v Bleakley, 69 NY2d 490, 495 [1987]; People v Smith, 66 AD3d 1223, 1224 [2009], lv denied 14NY3d 773 [2010]).
We must agree with defendant, however, that Supreme Court committed reversible error bydenying his request for a justification charge allowing the jury to determine whether he wasjustified in using ordinary physical force in self-defense (see Penal Law § 35.15[1]). An instruction that a person may use physical force in self-defense must be given if there isany reasonable view of the evidence, when it is considered in the light most favorable to thedefendant, that would allow the jury to conclude that the defendant's actions were justified (see People v Petty, 7 NY3d 277,284 [2006]; People v McManus, 67 NY2d 541, 549 [1986]; People v Curry, 85 AD3d 1209,1211 [2011], lv denied 17 NY3d 815 [2011]). "The defense does not operate to excuse acriminal act, nor does it negate a particular element of a crime. Rather, by recognizing the use offorce to be privileged under certain circumstances, it renders such conduct entirely lawful"(People v McManus, 67 NY2d at 546 [citations omitted]).
When viewed in the light most favorable to defendant, his testimony and that of his girlfriendestablished that they left the event after the crowd became upset at the outcome of the game andthey heard racial epithets used in reference to the Ghana team. They walked down a [*3]street near the drunken patron who then used an obscenity coupledwith a racial epithet as he threw his plastic cup to the ground. Defendant testified that he becameupset, got face-to-face with the patron and yelled at him, but did not grab or hit him. Defendantmade a threatening "fake out" motion, as though he was going to punch the patron, who thenflinched, causing the two of them to inadvertently butt heads. Defendant and his girlfriend bothdenied that the victim intervened or that they were even aware that she was present. Instead,according to them, defendant's girlfriend pulled him away from the patron and, after they startedwalking away, they heard a group of people approaching from behind them, shouting, swearingand making threatening remarks toward defendant. Defendant continued walking away at a fastpace as the group of 8 or 10 people started following him and yelling that they were going to beathim up. Defendant's girlfriend was afraid for him and told him to continue on without herbecause she was unable to walk fast enough in her heeled sandals and was slowing him down.She testified that, as defendant continued walking away, and was at a distance of about 100 yardsfrom the original confrontation, she saw him throw his beer cup back over his shoulder in thedirection of his pursuers, who were then approximately 30 feet behind him. Defendant claimedthat he threw the plastic cup in an attempt to impede the progress of the people coming after him.
Supreme Court declined to give the requested justification charge based in part on itsconclusions that there was no reasonable view of the evidence that defendant was in imminent orimmediate danger of physical injury and that there was substantial evidence that defendant wasthe initial aggressor. The court also declined to give the charge based on the presence of thedangerous instrument element in all of the charges except a lesser included one, reasoning thatthe jury would necessarily find that defendant used deadly force rather than ordinary force if itconcluded that he used a dangerous instrument and, therefore, a defense of justified use ofordinary force would, in the court's view, be incompatible with any of the charges involving theelement of a dangerous instrument.
We cannot agree. The testimony by defendant and his girlfriend that a crowd was followinghim and threatening to beat him up as he sought to leave the area, considered in the light mostfavorable to defendant, supports a conclusion that he believed physical force was necessary todefend against the imminent use of physical force and that a reasonable person would have thesame belief under the circumstances (see Penal Law§ 35.15 [1]; Matter of Y.K., 87 NY2d 430, 433-434 [1996]). Moreover, evenconcluding that defendant was the initial aggressor toward the drunken patron he had confronted,the evidence, again viewed in the light most favorable to defendant, would support a finding thathe withdrew from that encounter prior to his subsequent use of force against his pursuers(see Penal Law § 35.15 [1] [b]; People v Porter, 177 AD2d 1001, 1002[1991], lvs denied 79 NY2d 862, 922 [1992]).
Likewise, the nature of the force used by defendant against the group pursuing him was afactual issue for the jury. If the jury accepted defendant's version of events, he did not throw thebeer cup with deadly physical force but merely tossed it over his shoulder in the direction of thepursuers in an attempt to slow their pursuit. Under these circumstances, the jury could haveconcluded that defendant used no more than ordinary physical force and was justified in doing so(see People v Ogodor, 207 AD2d 461, 462 [1994]; People v Jones, 148 AD2d547, 549 [1989]).
Further, we cannot agree with Supreme Court's reasoning that the jury's consideration of theelements of the defense must be correlated and compatible with the elements of the crime.Instead, the opposite is true. "The defense must not be viewed as one that operates to negate or[*4]refute an aspect of the crime charged. Rather, if the Peoplefail to disprove justification, the use of force is deemed lawful and the defendant is entitled to anacquittal" (People v McManus, 67 NY2d at 548-549 [citation omitted]). Notably,Supreme Court agreed that the plastic beer cup was not a dangerous instrument as a matter oflaw. In our view, whether defendant employed ordinary force in using the cup to defend himselfshould have been a jury issue as well. As this issue was for the jury, defendant was entitled to ajustification charge involving the use of ordinary physical force (see People v Diaz, 71 AD3d 1158,1158 [2010], lv denied 15 NY3d 804 [2010]; People v Griffith, 254 AD2d 753,754 [1998]; compare People v Mothon, 284 AD2d 568, 569 [2001], lv denied 96NY2d 865 [2001]).
In support of their contention that an ordinary physical force justification charge cannot begiven where a dangerous instrument is alleged to have been used, the People rely on People v Garcia (59 AD3d 211,212 [2009], lv denied 12 NY3d 853 [2009]), People v Artica (39 AD3d 1186, 1187 [2007]), People vMarzug (280 AD2d 974, 974 [2001], lv denied 96 NY2d 904 [2001]), People vVecchio (240 AD2d 854, 855 [1997]) and People v Mickens (219 AD2d 543, 544[1995], lv denied 87 NY2d 904 [1995]). In our view, however, these cases stand for nomore than the well-settled principle that a justification charge is not warranted where there is noreasonable view of the evidence to support it (compare People v Griffith, 254 AD2d at754, People v Brunson, 226 AD2d 1093, 1094 [1996], lv dismissed 88 NY2d 981[1996], and People v Davis, 118 AD2d 206, 210 [1986], lv denied 68 NY2d 768[1986], with People v Bulla, 13AD3d 118, 118-119 [2004], lv denied 4 NY3d 762 [2005]; see also People vAdolph, 299 AD2d at 257). Under the factual circumstances of this case, there is areasonable view of the evidence supporting the justification charge and, accordingly, it shouldhave been given.
Inasmuch as the jury was presented with sharply conflicting versions of the relevant eventsand the evidence disproving justification was not overwhelming, we do not find the failure togive the justification charge to be harmless error (see People v Rodriguez, 16 NY3d 341, 347 [2011, Lippman, Ch. J.,dissenting in part]; compare People v Diaz, 71 AD3d at 1158; People v Griffith,254 AD2d at 754). We therefore remit for a new trial. The remaining issues raised by defendantare rendered academic in light of our decision.
Mercure, J.P., Kavanagh, Stein and Egan Jr., JJ., concur. Ordered that the judgment isreversed, on the law, and matter remitted to the Supreme Court for a new trial.