| People v Morgan |
| 2017 NY Slip Op 02692 [149 AD3d 1148] |
| April 6, 2017 |
| Appellate Division, Third Department |
[*1](April 6, 2017)
| The People of the State of New York, Respondent, v Arthur H.Morgan, Jr., Appellant. |
Theodore J. Stein, Woodstock, for appellant, and appellant pro se.
Paul Czajka, District Attorney, Hudson (James A. Carlucci of counsel), for respondent.
Clark, J. Appeals (1) from a judgment of the County Court of Columbia County (Nichols, J.),rendered February 20, 2009, upon a verdict convicting defendant of the crime of murder in thesecond degree, and (2) by permission, from an order of said court, entered April 17, 2015, whichdenied defendant's motion pursuant to CPL 440.10 to vacate the judgment of conviction, withouta hearing.
On April 9, 2008, after defendant's wife had been reported missing, her body was foundwrapped in a blanket underneath the trailer home that she had once shared with defendant.Defendant was later charged with murder in the second degree and, following a jury trial, he wasconvicted as charged. Prior to sentencing, defendant moved pursuant to CPL article 330 to setaside and vacate the verdict, arguing, among other things, that he had been denied the right totestify on his own behalf. County Court denied the motion and thereafter sentenced defendant toa prison term of 25 years to life and imposed a fine of $15,000, as well as fees and surcharges.County Court denied defendant's subsequent CPL 440.10 motion to vacate the judgment ofconviction without a hearing. Defendant now appeals from the judgment of conviction and, bypermission, from the summary denial of his CPL 440.10 motion.
We turn first to defendant's challenge to the admissibility of testimonial evidence that heperpetrated prior acts of domestic violence against the victim. "Evidence of . . .prior uncharged crime[s or prior bad acts] may not be admitted solely to demonstrate adefendant's bad character [*2]or criminal propensity, but may beadmissible if linked to a specific material issue or fact relating to the crime[s] charged, and if[their] probative value outweighs [their] prejudicial impact" (People v Blair, 90 NY2d1003, 1004-1005 [1997] [citations omitted]; accord People v Kidd, 112 AD3d 994, 995 [2013], lvdenied 23 NY3d 1039 [2014]; People v Westerling, 48 AD3d 965, 966 [2008]). Here, as CountyCourt properly concluded, evidence of defendant's prior threats and abusive behavior toward thevictim were legally relevant and material to the issues of motive, intent and the absence ofmistake (see People v Burkett, 101AD3d 1468, 1470 [2012], lv denied 20 NY3d 1096 [2013]; People v Kelly, 71 AD3d 1520,1521 [2010], lv denied 15 NY3d 775 [2010]; People v Doyle, 48 AD3d 961, 964 [2008], lv denied 10NY3d 862 [2008]; People vWilliams, 29 AD3d 1217, 1219 [2006], lv denied 7 NY3d 797[2006]).[FN1] As to theprobative value of the evidence versus its prejudicial impact, County Court engaged in a properbalancing of these competing interests (see People v Miles, 36 AD3d 1021, 1023 [2007], lv denied8 NY3d 988 [2007]; compare People vWlasiuk, 32 AD3d 674, 678 [2006], lv dismissed 7 NY3d 871 [2006]).Considering the circumstantial nature of the case and the temporal proximity between thevictim's death and the subject incidents, which bore on the nature of the marital relationship ofdefendant and the victim, we conclude that County Court did not abuse its discretion in rulingthat such evidence was more probative than prejudicial and, therefore, admissible for the limitedpurpose of establishing defendant's motive or intent (see People v Kelly, 71 AD3d at1521; People v Doyle, 48 AD3d at 964; People v Williams, 29 AD3d at 1219).Moreover, after the relevant testimony and in its final charge, County Court issued appropriatelimiting instructions concerning the purpose for which the jury could consider the subjecttestimony, thereby limiting the prejudicial effect of such evidence (see People v Burkett,101 AD3d at 1471; People v Doyle, 48 AD3d at 964).
Next, because defendant made only a general motion to dismiss at the conclusion of thePeople's case, defendant's challenge to the legal sufficiency of the evidence supporting the verdictis unpreserved (see People vHawkins, 11 NY3d 484, 492 [2008]; People v Valverde, 122 AD3d 1074, 1075 [2014], lv denied27 NY3d 970 [2016]). Nevertheless, as part of our review of defendant's additional claim that theverdict is against the weight of the evidence, we must assess whether the elements of murder inthe second degree, which requires proof "that defendant caused the victim's death after havingacted with the intent to do so" (People vWlasiuk, 136 AD3d 1101, 1102 [2016], lv denied 27 NY3d 1009 [2016];see Penal Law § 125.25 [1]), were proven beyond a reasonable doubt (see People v Danielson, 9 NY3d342, 349 [2007]; People vMcCann, 126 AD3d 1031, 1032 [2015], lv denied 25 NY3d 1167 [2015]). If weconclude that it would not have been unreasonable for the jury to have acquitted defendant of thecharged crime, we then proceed to weigh the relative probative force of any conflicting testimonyand the relative strength of any conflicting inferences that may be rationally drawn from thetestimony, so as to determine whether the jury accorded appropriate weight to the evidence and,thus, was justified in finding defendant guilty beyond a reasonable doubt (see People vDanielson, 9 NY3d at 348; People vSmith, 138 AD3d 1248, 1250 [2016], lv denied 27 NY3d 1139 [2016]).
At trial, the People sought to prove the theory that defendant killed the victim during anepisode of domestic violence. As to the element of intent, which may be properly inferred from adefendant's conduct and the surrounding circumstances (see People v Taylor, 134 AD3d 1165, 1166 [2015], lvdenied 26 NY3d 1150 [2016]; People v Chancey, 127 AD3d 1409, 1411 [2015], lv denied25 NY3d 1199 [2015]), the People called several witnesses who testified to previously [*3]observing defendant perpetrate acts of domestic violence againstthe victim, including striking her, holding her by the throat and threatening to kill her. Inaddition, an acquaintance of the victim testified that, toward the end of March 2008, she had atelephone conversation with defendant wherein she informed defendant that the victim had beencheating on him. The acquaintance stated that, in reaction to the victim yelling in the background,defendant told her that he would call her back after he had "take[n] care" of the victim. Thistestimony was corroborated by defendant's statements to law enforcement that he had arguedwith the victim before her disappearance, as well as the testimony of defendant's brother, whoasserted that defendant had told him about the conversation with the acquaintance and that theensuing argument with the victim had "got[ten] out of hand."
As to the issue of whether defendant caused the victim's death, notwithstanding that thePeople's expert pathologist testified that he could not identify the cause of death,[FN2] the victim's body was discoveredwrapped in a blanket and hidden underneath the trailer home that she shared with defendant. Thescientific evidence established that the victim's body had been wrapped in the blanket before shewas moved from within the trailer to underneath the trailer and that defendant's DNA was on thatblanket. Defendant's mother testified that, on March 30, 2008, she went to defendant's home andobserved the victim lying "face up" in bed, partially covered with the blanket in which she waslater discovered. In addition, defendant's DNA was found under the victim's fingernails, and thepolice investigator who interviewed defendant about the victim's disappearance testified that hehad observed scratches on defendant's face. Defendant's DNA was also found on blood staincuttings from a curtain in the master bedroom and the victim's shirt.
Further, defendant's brother testified that defendant had confessed to killing the victim duringan argument and stated that he had "no other choice" but to hide her body underneath the trailer.That testimony was partially corroborated by the testimony of defendant's friend, who stated thatdefendant had asked if the police would look for him if the victim did not appear in Family Courtand her body was not found. Moreover, defendant gave conflicting statements to lawenforcement, his mother and his brother as to where he went and what he did after arguing withthe victim. Finally, the victim's driver's license, Social Security card and health insurancecard—the very documents that defendant had told an investigating police officer that thevictim had taken with her when she left the trailer following their argument—wereretrieved from defendant's wallet. In our view, it would not have been unreasonable for the juryto have acquitted defendant based on the foregoing evidence, as the jury could have discreditedthe testimony of the People's key witnesses, including defendant's brother, and accepted thedefense's theory that someone else had killed the victim. However, viewing the evidence in aneutral light and extending appropriate deference to the jury's assessment of witness credibility(see People v Romero, 7 NY3d633, 644 [2006]; People vMorris, 140 AD3d 1472, 1475 [2016], lv denied 28 NY3d 1074 [2016]), we findthat the weight of the evidence amply supports the jury's guilty verdict (see People vWlasiuk, 136 AD3d at 1102-1103; People v Thibeault, 73 AD3d 1237, 1239-1240 [2010], lvdenied 15 NY3d 810 [2010], cert denied 562 US 1293 [2011]; People v [*4]Denis, 276 AD2d 237, 240-244 [2000], lv denied 96NY2d 782 [2001]).
We do, however, find merit to defendant's claim, made in his appellate brief and in his CPLarticle 440 motion, that he was denied his due process right to testify in his own criminal defense.It is a fundamental principle of due process that a criminal defendant has a right, guaranteed bythe US and NY Constitutions, to take the stand and testify on his or her own behalf (see Rockv Arkansas, 483 US 44, 51-53 [1987]; Bennett v United States, 663 F3d 71, 84 [2dCir 2011]; People v Robles, 115AD3d 30, 33-34 [2014], lv denied 22 NY3d 1202 [2014]; People v Harden, 99 AD3d 1031,1032 [2012], lv denied 20 NY3d 986 [2012]). The constitutional right to testify in one'sown defense is " 'personal' " to the defendant (People v Robles, 115AD3d at 34, quoting Chang v United States, 250 F3d 79, 82 [2d Cir 2001]) and, while thedecision to testify or not to testify is often made in consultation with counsel (see e.g. People v Borthwick, 51 AD3d1211, 1216 [2008], lv denied 11 NY3d 734 [2008]; People v Johnson, 273AD2d 495, 497 [2000], lv denied 95 NY2d 854 [2000]), the defendant retains ultimatedecision-making authority as to whether to waive this right (see Jones v Barnes, 463 US745, 751 [1983]; People v Hogan,26 NY3d 779, 786 [2016]; People v Petrovich, 87 NY2d 961, 963 [1996]). Any suchwaiver must be knowing, voluntary and intelligent (see People v Gajadhar, 9 NY3d 438, 448 [2007]; Brown vArtuz, 124 F3d 73, 78-79 [2d Cir 1997], cert denied 522 US 1128 [1998]; UnitedStates v Pennycooke, 65 F3d 9, 11 [3d Cir 1995]). Generally, the trial court does not have anaffirmative obligation to ascertain whether the defendant's failure to testify was the result of aknowing, voluntary and intelligent waiver of his or her right to testify (see People v Pilato, 145 AD3d1593, 1595 [2016]; People vMarcelle, 120 AD3d 833, 834 [2014], lv denied 24 NY3d 1045 [2014]; People v Dolan, 2 AD3d 745, 746[2003], lv denied 2 NY3d 798 [2004]; see generally People v Fratta, 83 NY2d771, 772 [1994]). "However, 'in exceptional, narrowly defined circumstances, judicialinterjection through a direct colloquy with the defendant may be required to ensure that thedefendant's right to testify is protected' " (People v Robles, 115 AD3d at 34,quoting United States v Pennycooke, 65 F3d at 12; see United States v Hung ThienLy, 646 F3d 1307, 1317 [11th Cir 2011]; United States v Leggett, 162 F3d 237, 247[3d Cir 1998], cert denied 528 US 868 [1999]; United States v Ortiz, 82 F3d1066, 1071 [DC Cir 1996]; Ortega v O'Leary, 843 F2d 258, 261 [7th Cir 1988], certdenied 488 US 841 [1988]; People v Dolan, 2 AD3d at 746).
In our view, such judicial interjection should have occurred here. At trial, during a chargeconference following the conclusion of evidence, but before summation, it became clear thatdefendant and his counsel disagreed as to certain aspects of his defense, including whetherdefendant should have taken the stand on his own behalf.[FN3] Defendant advised County Court that defensecounsel did not want him to take the stand and testify, but that he thought it was "best that [he]do do that." Defendant further stated, "I feel like I . . . have no reason not to want todo that. Because I am innocent, your Honor." In response, County Court stated that the"determination ha[d] been made" and that the "[d]efense ha[d] rested." Thereafter, defendantasked if it was his right to take the stand, at which point County Court twice more repeated thatthe determination had been made and the defense had rested. The following colloquy then tookplace:
"[THE DEFENDANT]: I never said that I didn't want to take the stand though, yourHonor.
"THE COURT: I don't know what you did or didn't say to your attorney and that is not mybusiness, that is confidential.
"[THE DEFENDANT]: I have never told you that I didn't want to take the stand.
"THE COURT: And you're not—you don't need to tell me that. That's somethingprivate between your attorney and the [d]efense has rested. Unless there's going to be a requesthere to reopen the defense, which I'll consider, you tell me, Mr. Michaels, is that a request your(sic) making?
"[DEFENSE COUNSEL]: No, it's not, your Honor."
Contrary to the People's contention, defendant's statements constituted a clear request totestify, despite having perhaps been advised against it by counsel. Defendant's request to testify,coupled with his statements that he and defense counsel had disagreed on the issue, gave rise toone of those rare circumstances in which County Court was required to engage in a directcolloquy with defendant so as to discern whether he had been advised that the decision to testifyultimately belonged to him and whether, at the time that the defense rested, defendant's failure totestify had been a knowing, voluntary and intelligent waiver of that right (see People vRobles, 115 AD3d at 34-37; compare People v Perry, 266 AD2d 151, 152 [1999],lv denied 95 NY2d 856 [2000]). However, County Court failed to engage in the requiredinquiry so as to ensure that defendant's constitutional right to testify was protected. While CountyCourt asked whether there was an application to reopen the proof and indicated that it wouldconsider such a request, it directed that question only to defense counsel, even in the face ofdefendant's repeated statements that he and defense counsel had differing opinions on the matter.By directing its question solely to defense counsel, County Court demonstrated an apparentmisapprehension of longstanding precedent holding that a represented defendant has finaldecision-making authority over the decision to testify (see Jones v Barnes, 463 US at 751;People v Hogan, 26 NY3d at 786; People v Petrovich, 87 NY2d at 963).Inasmuch as County Court's error was one of constitutional dimension, and because we cannotconclude that such error was harmless beyond a reasonable doubt, the judgment of convictionmust be reversed and a new trial held (see People v Harden, 99 AD3d at 1034; Peoplev Terry, 309 AD2d 973, 975 [2003]; People v Mason, 263 AD2d 73, 77 [2000];People v Burke, 176 AD2d 1000, 1001 [1991]).
In view of the fact that a new trial is required, we find it necessary to only briefly address afew of defendant's remaining arguments. As to defendant's claim of ineffective assistance ofcounsel, our review of the record demonstrates that defense counsel mounted a calculateddefense through opening and closing statements and cross-examination, all of which were aimedat cultivating reasonable doubt by suggesting that someone other than defendant had killed thevictim. Given this overarching strategy, we cannot say that defense counsel's decision not to callan expert on domestic violence or a competing expert pathologist amounted to ineffectiveassistance of counsel (see People vDrennan, 81 AD3d 1279, 1280 [2011], lv denied 16 NY3d 858 [2011];People v Palmer, 247 AD2d 758, 760 [1998], lv denied 92 NY2d 903 [1998]).Further, notwithstanding defense counsel's failure to move to reopen the proof after defendantmade on-the-record statements invoking his right to testify, the nature and extent ofconversations that previously took place between defendant and defense counsel regarding [*5]defendant's right to testify are matters that are outside the recordand, given the need for a retrial, we need not reach this portion of defendant's CPL article 440motion.
Finally, we find no merit to defendant's argument that the trial judge should have recusedhimself because he had presided over prior Family Court proceedings involving allegations thatdefendant had committed acts of domestic violence against the victim. Inasmuch as none of thestatutory grounds requiring recusal were implicated (see Judiciary Law§ 14), the trial judge was "the sole arbiter of recusal" (People v Moreno, 70NY2d 403, 405 [1987]; see People vKenyon, 108 AD3d 933, 941 [2013], lv denied 21 NY3d 1075 [2013]), and, withno evidence to support the conclusion that the trial judge was unable to impartially preside overthe matter, we find no abuse of discretion in the trial judge declining to recuse himself (seePeople v Kenyon, 108 AD3d at 941; People v Shultis, 61 AD3d 1116, 1117 [2009], lv denied 12NY3d 929 [2009]; People v Bibbs, 177 AD2d 1056, 1056-1057 [1991], lv denied79 NY2d 918 [1992]).
We have examined defendant's remaining contentions and they are either lacking in merit orrendered academic by our determination.
Garry, J.P., Lynch, Mulvey and Aarons, JJ., concur. Ordered that the judgment and order arereversed, on the law, motion to vacate granted, and matter remitted to the County Court ofColumbia County for a new trial.
Footnote 1:County Court precluded, as notprobative to the crime charged, evidence of other alleged prior acts of domestic violenceperpetrated by defendant against someone other than the victim.
Footnote 2:Defendant did not object to thePeople's pathologist being qualified as an expert or to the pathologist's opinion testimony that thevictim's death was a homicide and, thus, his contentions with respect thereto are unpreserved (see People v Campanella, 100 AD3d1420, 1421 [2012], lv denied 20 NY3d 1060 [2013]; People v Odell, 26 AD3d 527, 529[2006], lv denied 7 NY3d 760 [2006]; People v Gonzalez, 226 AD2d 214, 214[1996]).
Footnote 3:The record reflects thatdefendant and defense counsel also disagreed as to whether to submit to the jury the lesserincluded offense of manslaughter in the first degree, a matter over which defense counsel hasfinal authority (see People v Hogan, 26 NY3d at 786; People v Colville, 20 NY3d 20, 31-32 [2012]).