People v Thomas
2010 NY Slip Op 03805 [73 AD3d 1223]
May 6, 2010
Appellate Division, Third Department
As corrected through Wednesday, June 30, 2010


The People of the State of New York, Respondent, v Val Thomas,Appellant.

[*1]Edward P. McConville, East Greenbush, for appellant, and appellant pro se.

Holley Carnright, District Attorney, Kingston (Joan Gudesblatt Lamb of counsel), forrespondent.

Lahtinen, J. Appeal from a judgment of the County Court of Ulster County (Bruhn, J.),rendered December 3, 2007, upon a verdict convicting defendant of the crimes of assault in thesecond degree (five counts), criminal mischief in the third degree and resisting arrest.

In November 2003, defendant was involved in a physical altercation with police officers andhe damaged a police vehicle. On two subsequent dates that month, he had physical altercationswith Ulster County correction officers. A nine-count indictment ensued. Another physicalaltercation with a correction officer in March 2004 led to an additional two-count indictment.After arraignment on the second indictment, County Court committed defendant to a psychiatricfacility and, although initially deemed an incapacitated person, County Court eventually ruledafter a hearing in 2007 that defendant was competent to stand trial. Upon the People'sapplication, the two indictments were consolidated for trial. Defendant's request to proceed prose was denied. A jury convicted him of assault in the second degree (five counts), criminalmischief in the third degree and resisting arrest. County Court sentenced defendant to anaggregate term of 4½ years in prison with five years of postrelease supervision. Defendantappeals.

Defendant argues that he was improperly denied the right to represent himself. "A [*2]defendant in a criminal case may invoke the right to defend pro seprovided: (1) the request is unequivocal and timely asserted, (2) there has been a knowing andintelligent waiver of the right to counsel, and (3) the defendant has not engaged in conduct whichwould prevent the fair and orderly exposition of the issues" (People v McIntyre, 36NY2d 10, 17 [1974]; see People vTafari, 68 AD3d 1540, 1541 [2009]). While the mental capacity to stand trial and towaive counsel are not viewed as two separate and distinct levels of capacity (see People vReason, 37 NY2d 351, 353-354 [1975]; but cf. Indiana v Edwards, 554 US 164[2008]), mental capacity nevertheless remains relevant in the waiver of counsel equation since"[a]s in other instances of waiver, the determination that it was intelligent and voluntary, andthus legally effective, may well turn, even in major part, on the mental capability of thedefendant at the time in the circumstances" (People v Reason, 37 NY2d at 354). Reviewof the trial court's decision is not limited to a particular colloquy, but rests on the reasonablenessof the decision as reflected by the entire record (see People v Providence, 2 NY3d 579, 583 [2004]; People vArroyo, 98 NY2d 101, 104 [2002]).

There is no dispute that defendant timely requested the right to defend himself. His writtenapplication expressed a desire to proceed pro se based on displeasure with his assigned attorneysfor their unwillingness to acknowledge that defendant was "the legitimate King of the UnitedStates" as well as "Almighty God." He stated that he was displeased with his attorneys' refusal toassert his purported absolute immunity under the treaty known as "The General Agreement toEnd World War III," which had been "ratified by the United States and every other country thatexisted in 1998." Defendant previously had referred to himself, and wanted to be addressed as,"General Val Thomas, Commander-in-Chief of the North American Union Army" of the"Second American Civil War." In urging his competency to represent himself, he related that hewas born on May 19, 1963, which was "one of the only two days in our lifetimes in which theEarth spun backwards, with the sun rising in the West and setting in the East." According todefendant, such phenomenon served to verify that he was, as noted previously, "Almighty God."He did, however, request standby counsel in his application and indicated a willingness to acceptfor that role one of the following three individuals: "Senator Hillary Rodham Clinton; retiredSupreme Court Justice Sandra Day O'Connor; or Nevada State District Judge Jacqueline Glass."These quotes from defendant are by no means exhaustive of his various claims about himselfthroughout the record.

We find that at the time defendant made his application to proceed pro se, the record fails toreveal that he did so intelligently. Also, if permitted to proceed with his defense as framed (andthe many irrelevant witnesses he planned to call), a fair and orderly trial would not have beenfeasible. Moreover, it is undisputed that the three standby counsel he listed as acceptable to assisthim were not available to serve him in such capacity. Hence, it was not possible to fulfill acondition included in his request to represent himself. Under the circumstances presented, we arenot persuaded that County Court erred in refusing to permit defendant to proceed pro se.

County Court's decision to consolidate the indictments fell within its discretion (seePeople v Lane, 56 NY2d 1, 8 [1982]; People v Smith, 49 AD3d 1032, 1033 [2008], lv denied 10NY3d 939 [2008]; People v Jackson, 187 AD2d 869, 870 [1992]). As for defendant'sweight of the evidence argument, we have evaluated the trial evidence and rational inferencestherefrom in a neutral light, while according due deference to the credibility determinations ofthe jury, and we conclude that the verdict is not against the weight of the evidence (seegenerally People v Bleakley, 69 NY2d 490, 495 [1987]). The remaining arguments,including those in defendant's [*3]pro se brief, have beenconsidered and found unpersuasive.

Mercure, J.P., Rose, Kavanagh and Egan Jr., JJ., concur. Ordered that the judgment isaffirmed.


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