Gonzalez v Woodbourne Arboretum, Inc.
2012 NY Slip Op 07628 [100 AD3d 694]
November 14, 2012
Appellate Division, Second Department
As corrected through Wednesday, December 26, 2012
As corrected through Wednesday, December 26, 2012


Harold M. Gonzalez,Appellant-Respondent,
v
Woodbourne Arboretum, Inc., et al., Respondents-Appellants,et al., Defendant.

[*1]Kelner & Kelner, New York, N.Y. (Gail S. Kelner and Gerard K. Ryan, Jr., of counsel),for appellant-respondent.

Flynn, Gibbons & Dowd, New York, N.Y. (Lawrence A. Doris of counsel), forrespondents-appellants.

In an action, inter alia, to recover damages for wrongful death, the plaintiff appeals from somuch of an order of the Supreme Court, Suffolk County, (Jones, Jr., J.), dated July 28, 2011, asdenied his motion for summary judgment on the issue of liability on the cause of action alleginga violation of Labor Law § 240 (1) and granted those branches of the motion of thedefendants Woodbourne Arboretum, Inc., and Woodbourne Cultural Nurseries, Inc., which werefor summary judgment dismissing the causes of action alleging violations of Labor Law§§ 240 (1) and 241 (6) insofar as asserted against them, and the defendantsWoodbourne Arboretum, Inc., and Woodbourne Cultural Nurseries, Inc., cross-appeal from somuch of the same order as denied that branch of their motion which was for summary judgmentdismissing the complaint insofar as asserted against them on the ground that the action is barredby the Workers' Compensation Law and granted the plaintiff's cross motion for summaryjudgment dismissing their fourth and fifth affirmative defenses.

Ordered that the order is affirmed insofar as appealed and cross-appealed from, without costsor disbursements.

In June 2005, the decedent, Ciro A. Mata, was employed by nonparty Leonard Litwin toperform landscaping work on property owned by Litwin and property owned by the defendantWoodbourne Arboretum, Inc. (hereinafter the Arboretum), a corporation of which Litwin waspresident. On June 28, 2005, an employee of the defendant Woodbourne Cultural Nurseries, Inc.(hereinafter the Nursery), brought an irrigation device known as a "water cannon" to a garagelocated on the Arboretum's grounds so that a mechanic employed by Litwin could help himreplace the water cannon's rear axle, which had worn thin, causing the machine to leak. At theend of the day, the two men working on replacing the axle asked the decedent to assist them byacting as a spotter while they moved the water cannon, which was approximately 10 to 12 feettall and weighed more than one ton, off two jack stands in order to get it completely inside thegarage for the night. Just after the move was completed, the water cannon tipped over and fell onthe decedent, causing his death. After the accident, the decedent's family received workers'compensation benefits through an insurance [*2]policymaintained by Litwin. The plaintiff, as administrator of the decedent's estate, subsequentlycommenced this action against, among others, the Nursery and the Arboretum (hereinaftertogether the defendants) alleging violations of Labor Law §§ 200, 240 (1) and 241(6), and common-law negligence.

After the completion of discovery, the plaintiff moved for summary judgment on the issue ofliability on the Labor Law § 240 (1) cause of action, contending that the accident fellwithin the ambit of the statute because the water cannon was a structure undergoing repair whichfell because it was hoisted in a dangerous manner. The defendants countered by jointly movingfor summary judgment dismissing the complaint insofar as asserted against them on the groundthat the action was barred by the Workers' Compensation Law either because the decedent wastheir special employee, or because they were Litwin's alter ego or joint venturer. In thealternative, the defendants argued that the plaintiff's Labor Law § 240 (1) cause of actionshould be dismissed because the work being performed on the water cannon constituted routinemaintenance which was not covered by the statute. The defendants also contended that theplaintiff's Labor Law § 241 (6) cause of action should be dismissed because the accidentdid not occur in an area where construction, excavation, or demolition work was beingperformed. The plaintiff then cross-moved for summary judgment dismissing the defendants'fourth affirmative defense that the action was barred by the Workers' Compensation Law, andfifth affirmative defense that the decedent was the defendants' special employee. The SupremeCourt denied the plaintiff's motion for summary judgment on the issue of liability on the LaborLaw § 240 (1) cause of action, and granted those branches of the defendants' motion whichwere for summary judgment dismissing the Labor Law §§ 240 (1) and 241 (6)causes of action insofar as asserted against them. The Supreme Court also denied that branch ofthe defendants' motion which was for summary judgment dismissing the complaint insofar asasserted against them on the ground that the action was barred by the Workers' CompensationLaw, and granted the plaintiff's cross motion to dismiss their fourth and fifth affirmativedefenses, concluding that the evidence established that the decedent was employed solely byLitwin, that the defendants were corporate entities distinct from Litwin, and that the decedentwas not the defendants' special employee because they did not direct and control his work.

The Supreme Court properly denied the plaintiff's motion for summary judgment on the issueof liability on the Labor Law § 240 (1) cause of action, and granted those branches of thedefendants' motion which were for summary judgment dismissing the Labor Law §§240 (1) and 241 (6) causes of action insofar as asserted against them. "While the reach of section240 (1) is not limited to work performed on actual construction sites . . . the task inwhich an injured employee was engaged must have been performed during 'the erection,demolition, repairing, altering, painting, cleaning or pointing of a building or structure' "(Martinez v City of New York, 93 NY2d 322, 326 [1999]). Here, the depositiontestimony upon which both the plaintiff and the defendants relied in support of their respectivemotions established that the decedent was assisting workers who were engaged in replacing acomponent of the water cannon which had worn thin, causing the machine, which remainedoperable, to leak. The replacement of a worn-out component in an operable piece of machineryconstitutes "routine maintenance" rather than "repair" or "alteration," and thus falls outside theprotective scope of Labor Law § 240 (1) (see Abbatiello v Lancaster Studio Assoc., 3 NY3d 46, 53 [2004];Esposito v New York City Indus. Dev.Agency, 1 NY3d 526, 528 [2003]; Gleason v Gottlieb, 35 AD3d 355, 356 [2006]; Wein v Amato Props., LLC, 30 AD3d506, 507 [2006]; Jones v Village ofDannemora, 27 AD3d 844, 845-846 [2006]; Detraglia v Blue Circle Cement Co., 7 AD3d 872, 873 [2004]).Furthermore, since the decedent's accident did not occur in connection with construction,demolition, or excavation work, Labor Law § 241 (6) does not apply (see Esposito vNew York City Indus. Dev. Agency, 1 NY3d at 528; Nagel v D & R Realty Corp., 99NY2d 98 [2002]; Enos v Werlatone, Inc., 68 AD3d 713, 715 [2009]; Hurtado v Interstate Materials Corp.,56 AD3d 722 [2008]; Irizarry vState of New York, 35 AD3d 665, 666 [2006]; Goad v Southern Elec. Intl., 304AD2d 887, 888 [2003]).

The Supreme Court also properly determined that the action is not barred by the Workers'Compensation Law. Workers' Compensation Law §§ 11 and 29 (6) provide that anemployee who elects to receive compensation benefits may not sue his or her employer in anaction at law for the injuries sustained. These exclusivity provisions have also been applied toshield persons or entities other than the injured plaintiff's direct employer from suit, includingspecial [*3]employers (see Fung v Japan Airlines Co., Ltd., 9 NY3d 351, 357-358 [2007];Thompson v Grumman Aerospace Corp., 78 NY2d 553, 557 [1991]). Thus, an injuredperson who elects to receive workers' compensation benefits from his or her general employer isbarred from maintaining a personal injury action against his or her special employer (seeFung v Japan Airlines Co., Ltd., 9 NY3d at 358-359; Thompson v Grumman AerospaceCorp., 78 NY2d at 557). A significant and weighty factor in determining whether a specialemployment relationship exists is "who controls and directs the manner, details and ultimateresult of the employee's work" (Thompson v Grumman Aerospace Corp., 78 NY2d at558; see Persad v Abreu, 84 AD3d1046, 1047 [2011]). The exclusivity provisions of the Workers' Compensation Law alsoextend to entities which are alter egos of, or engaged in a joint venture with, the injured worker'semployer (see Samuel v Fourth Ave.Assoc., LLC, 75 AD3d 594, 595 [2010]; Degale-Selier v Preferred Mgt. & Leasing Corp., 57 AD3d 825,826 [2008]).

The defendants failed to make a prima facie showing that the decedent was their specialemployee at the time of his death because they did not submit sufficient evidence to establish,inter alia, that they controlled and directed the manner, details, and ultimate result of his work(see Persad v Abreu, 84 AD3d at 1047; D'Alessandro v Aviation Constructors, Inc., 83 AD3d 769, 771[2011]; George v IBC Sales Corp.,76 AD3d 950, 952-953 [2010]; Franco v Kaled Mgt. Corp., 74 AD3d 1142, 1143 [2010]; Pena v Automatic Data Processing,Inc., 73 AD3d 724, 725 [2010]). The defendants' evidentiary submissions were alsoinsufficient to establish that the Workers' Compensation Law bars this action because they werealter egos of the decedent's employer Litwin, or engaged in a joint venture with Litwin (see Andrade v Brookwood Communities,Inc., 97 AD3d 711 [2012]; Slikas v Cyclone Realty, LLC, 78 AD3d 144, 150-151 [2010]; Lee v Arnan Dev. Corp., 77 AD3d1261, 1262-1263 [2010]; Samuel v Fourth Ave. Assoc., LLC, 75 AD3d at 595; Haracz v Cee Jay, Inc., 74 AD3d1147, 1148 [2010]; Longshore v Davis Sys. of Capital Dist., 304 AD2d 964,965-966 [2003]). Conversely, in support of his cross motion to dismiss the defendants' fourth andfifth affirmative defenses, the plaintiff established his prima facie entitlement to judgment as amatter of law by demonstrating that the decedent, who received his salary and benefits fromLitwin and was supervised by another Litwin employee, was not the defendants' specialemployee (see Digirolomo vGoldstein, 96 AD3d 992, 994 [2012]; Charles v Broad St. Dev., LLC, 95 AD3d 814, 816 [2012]), andthat the defendants were not Litwin's alter egos or engaged in a joint venture with him (seeLongshore v Davis Sys. of Capital Dist., 304 AD2d at 966; Devorin v One Wall St.Corp., 210 AD2d 37 [1994]). In opposition to the plaintiff's prima facie showing, thedefendants failed to raise an issue of fact. Accordingly, the Supreme Court properly denied thatbranch of the defendants' motion which was for summary judgment dismissing the complaintinsofar as asserted against them on the ground that the action is barred by the Workers'Compensation Law, and granted the plaintiffs' cross motion for summary judgment dismissingtheir fourth and fifth affirmative defenses. Eng, P.J., Rivera, Hall and Sgroi, JJ., concur.[Prior Case History: 2011 NY Slip Op 31881(U).]


NYPTI Decisions © 2026 is a project of New York Prosecutors Training Institute (NYPTI) made possible by leveraging the work we've done providing online research and tools to prosecutors.

NYPTI would like to thank New York State Division of Criminal Justice Services, New York State Senate's Open Legislation Project, New York State Unified Court System, New York State Law Reporting Bureau and Free Law Project for their invaluable assistance making this project possible.

Install the free RECAP extensions to help contribute to this archive. See https://free.law/recap/ for more information.